Activities

REGULATORY CORRESPONDENCES OTHER INDUSTRY BODIES

2016
Subject Representation ToDate sent onView
Introduction Of Commodities Derivatives Trading in BSE MOF 22/09/2016 PDF
Representation from our member broker Ms. Motilal Oswal Investment Services NSE / BSE 19/09/2016 PDF
Requesting SEBI to Issue Inspection Checklist Motilal Oswal Securities  Pvt Ltd 19/08/2016 PDF
Limiting Large Number Of Repetitive Regulatory Annual Inspections for Brokers Motilal Oswal Securities  Pvt Ltd 12/08/2016 PDF
Non Confirmation Of Custodial Trades and the resultant penalty levied upon brokers, due to certain factors on which the brokers have no control Motilal Oswal Securities  Pvt Ltd 12/08/2016 PDF
CERSAI C-KYC Requirements on Securities Markets Intermediaries CERSAI 04/08/2016 PDF
SEBI Circular on new KYC Requirements i.e. 01 Aug 2016 CERSAI 28/07/2016 PDF
Set Off Of Transaction charges to debt segment BSE Ltd. 20/07/2016 PDF
Media Reports- Tarnishing Image of Broking Fraternity Pune Mirror   18/07/2016 PDF
Congratulations Letter For Appointment as Minister of State for FinanceTO SHRI ARJUN RAM MEGHWAL Minister of State For Finance 07/07/2016 PDF
Congratulations Letter For Appointment as Minister of State for FinanceTO SHRI SANTOSH KUMAR GANGWAR Minister of State For Finance 07/07/2016 PDF
BSE Brokers Forum becomes the “Asian Region Representative” on the International Council of Securities Associations (ICSA) Board Prime Minister of India, The Minister of State For Finance, Finance Minister Of India, CM Of Delhi & Maharashtra 01/06/2016 PDF
About BSE Brokers Forum Serious Fraud Investigation Office and Department of Revenue, Ministry Of Finance 26/05/16 PDF
Identifying physical shares held by the investors Union Minister of Finance and Corporate Affairs 19/05/16 PDF
Note and Press Release on ICSA Minister of State For Finance 11/05/16 PDF
Request for a meeting to felicitate Shri Saurabh Bhai Patel Finance Ministry of Gujarat 13/04/16 PDF
Congratulations For becoming Chairman Of BSE Ltd. to Sudhakar Rao BSE Ltd. 09/03/2016 PDF
Meeting of Delegates from BSE Brokers Forum with Honorable Minister of External Affairs Mrs. Sushma Swaraj her visit to Mumbai on January 30,2016 Member Of Parliament 02/03/2016 PDF
Meeting of Delegates from BSE Brokers Forum during her visit to Mumbai on January 30,2016 Minister of external affairs 02/03/2016 PDF
Request for incentive in relation to the new IT/Ites Policy 2016 Secretary (NRI & ARTD) 26/02/2016 PDF
New IT/Ites Policy and exemption in stamp duty Hon Ministry Of Finance 26/02/2016 PDF
Wide Ramifications on Persons connected to capital market in view of Judgment recently passed by Hon'ble Supreme Court interpretation then existing SEBI's penalty provision whereby minimum penalty of Rs 25 crore needs to be imposed in case of FUTP violation Hon. Ministry Of Finance 15/02/2016 PDF
Invitation on Seminar on Human recourses- Key For Economic Growth Ministry for Human Resource 02/02/2016 PDF
Invitation on Seminar on Skill Development- Making People Employable Ministry for Skill Development and Entrepreneurship 02/02/2016 PDF
Ease of Doing Business in Indian Capital Market Minister of External affairs 27/01/2016 PDF
Expression of Interest for the Inter Financial Services Centre Vice Chairman IFSC Taskforce, MP 27/01/2016 PDF
Our project in gift city Hon Ministry Of Finance 25/01/2016 PDF
Request for Exemption from Stamp Duty to Brokers operating in Gift City and Subsidy for Construction of Building premises Hon Ministry Of Finance 06/01/2016 PDF
Request for exemption from Stamp Duty to Brokers operating in Gift City and Subsidy for construction of building premises Ministry of Finance Gujarat 06/01/2016 PDF
2015
Subject Representation ToDate sent onView
Invitation as Chief Guest BBF Conclave on Indian Capital Markets- A Bright Spot among Global Gloom Union Finance Minister Of India 11/12/2015 PDF
No Cooperation for getting procedure for duplicate shares from Atul Ltd BSE Investor Grievance Cell 23/11/2015 PDF
Request for a meeting with BSE Brokers Forum Hon. Minister Of Human Resource Development 20/11/2015 PDF
Listing of shares of Stock Exchange (BSE) Consultative Committee on Finance 15/10/2015 PDF
Presentation from Ms. Eastern Financers Limited on Adani Price Fall NSE 16/06/2015 PDF
High Net worth requirement for Intuitional Business IDBI Capital 29/05/2015 PDF
High Net worth requirement for Intuitional Business MOF 29/05/2015 PDF
Refund of Membership and other fees/ deposits of Members OTCEI 29/05/2015 PDF
Self-Trades NSE 05/05/2015 PDF
Advertisement in Economic Times Dated 30th March 2015 Motilal Oswal Commodities Brokers Pvt Ltd 13/04/2015 PDF
Advertisement in Economic Times Dated 30th March 2015 Philip Commodities India Pvt Ltd 13/04/2015 PDF
Exemption of Stamp Duty to Brokers operating out of Gift City MOF 04/03/2015 PDF
To have Exchange Trading on Budget Day on 28th Feb 2015 Department Of Economic Affairs 18/02/2015 PDF
Reply for Article in Economic Times "Markets will be closed on Budget Day for First Time in Over Decades Economic Times 05/02/2015 PDF
Non Allotment of Shares in OFS of Coal India Ltd NSE 04/02/2015 PDF
To have Exchange Trading on Budget Day on 28th Feb 2015 FMC 22/01/2015 PDF
To have Exchange Trading on Budget Day on 28th Feb 2015 BSE 22/01/2015 PDF
To have Exchange Trading on Budget Day on 28th Feb 2015 MCX SX 22/01/2015 PDF
To have Exchange Trading on Budget Day on 28th Feb 2015 MCX 22/01/2015 PDF
To have Exchange Trading on Budget Day on 28th Feb 2015 NCDEX 22/01/2015 PDF
To have Exchange Trading on Budget Day on 28th Feb 2015 NSE 22/01/2015 PDF
Pre Budget Memorandum from BSE Brokers Forum-Budget 2015 MOF 14/01/2015 PDF
Invitation to Join Advisory Board of Bombay Stock Exchange Brokers Forum ICICI Securities 07/01/2015 PDF
Public Comments on Proposal for Introduction of Liquidity Enhancement Scheme (LES) in the Commodity Futures Market Dated 31st December 2014 FMC 07/01/2015 PDF
2014
Subject Representation ToDate sent onView
Invitation to be Chief Guest For the 28th AGM of ICSA 2015 MOF 30/12/2014 PDF
Advance information about BSE Brokers Forum & International Council of Securities Associations AGM in Mumbai on April 15-17,2015 MOF 29/12/2014 PDF
Draft Order of Amalgamation of NSEL with Financial Technologies (Jointly with ANMI) Ministry of Corporate Affairs 19/12/2014 PDF
Massive Fraud at National Spot Exchange Ltd (NSEL) MOF 03/12/2014 PDF
Custodian Charges for pleading and unpleading of shares for capital adequacy in the cash market segment ICICI Securities 07/11/2014 PDF
Custodian Charges for pleading and unpleading of shares for capital adequacy in the cash market segment Kotak Securities Ltd 07/11/2014 PDF
Custodian Charges for pleading and unpleading of shares for capital adequacy in the cash market  segment IL&FS Securities Services Ltd 07/11/2014 PDF
Custodian Charges for pleading and unpleading of shares for capital adequacy in the cash market  segment Stock Holding Corporation of India 07/11/2014 PDF
Custodian Charges for pleading and unpleading of shares for capital adequacy in the cash market  segment HDFC Securities 07/11/2014 PDF
Custodian Charges for pleading and unpleading of shares for capital adequacy in the cash market segment ICICI Securities 07/11/2014 PDF
Custodian Charges for pleading and unpleading of shares for capital adequacy in the cash market segment Kotak Securities Ltd 07/11/2014 PDF
Note on STT MOF 20/10/2014 PDF
Note on Rajiv Gandhi Equity Saving Schemes MOF 20/10/2014 PDF
Note on Financial Inclusion MOF 20/10/2014 PDF
Note on Margin Trading MOF 20/10/2014 PDF
Note on STT MOF 20/10/2014 PDF
Note on Rajiv Gandhi Equity Saving Schemes MOF 20/10/2014 PDF
Note on Financial Inclusion MOF 20/10/2014 PDF
SAVE THE DATE:- 15Th April,2015,ICSA AGM Mumbai MOF 15/10/2014 PDF
SAVE THE DATE:- 15Th April,2015,ICSA AGM Mumbai NSE 15/09/2014 PDF
SAVE THE DATE:- 15Th April,2015,ICSA AGM Mumbai BSE 15/09/2014 PDF
SAVE THE DATE:- 15Th April,2015,ICSA AGM Mumbai RBI 15/09/2014 PDF
SAVE THE DATE:- 15Th April,2015,ICSA AGM Mumbai MCX 15/09/2014 PDF
Comments on Concept Note on Streamlining Insception (Jointly with ANMI) BSE 02/09/2014 PDF
Recovery of Investors money in NSEL(Jointly with ANMI) Economic Offence Wing 20/08/2014 PDF
Recovery of Investors money in NSEL(Jointly with ANMI) Commissioner of Mumbai Police 20/08/2014 PDF
Settlement crisis at NSEL Ltd (Jointly with ANMI) Economic Offence Wing 06/08/2014 PDF
Settlement crisis at NSEL Ltd Economic Offence Wing 06/08/2014 PDF
NSEL Matter Economic Offence Wing 21/07/2014 PDF
Communication to Shareholders holding shares in demat form Physical vs electronic communications Parliamnet,NSDL,CDSL 09/07/2014 PDF
Objection to Name change of Dalal Street BMC & Commissioner MGCM 17/06/2014 PDF
Pre Budget Memorandum 2014 Parliament 13/06/2014 PDF
Shifting of Scrips From Trade to Trade to Normal Trading SEBI/NSE/BSE 12/06/2014 PDF
Monitoring cum Auction committee at NSEL FMC 04/06/2014 PDF
Monitoring cum Auction committee at NSEL National Spot Exchange Ltd 04/06/2014 PDF
Monitoring cum Auction committee at NSEL Systematix Shares & Stocks Ltd(Forum Governing Board Member) 04/06/2014 PDF
Seminar on PMLA Financial Intelligence Unit 29/05/2014 PDF
Request for Meeting Finance Minister(MOF) 29/05/2014 PDF
Request for Meeting Disinvestment Secretary 29/05/2014 PDF
Suggestions for development of Indian Capital Market MOF 28/05/2014 PDF
Discussion Paper on Review of Delisting Regulations FICCI 27/05/2014 PDF
Discussion paper on Review of delisting regulations SEBI/FICCI 22/05/2014 PDF
Steps to Increase the retail participation in capital market FICCI 05/05/2014 PDF
Extension of Market Timings on Election Result Day SEBI/NSE/BSE 28/04/2014 PDF
Extension of market timings on election result day May-16th,2014 BSE 23/04/2014 PDF
Request for a Speaker from RBI on NBFC RBI 10/04/2014 PDF
Minutes of Sixteenth meeting of Monitoring & Auction Committee FMC 02/04/2014 PDF