Presentation on "Public Issue Process Review" |
18/12/2017 |
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Request for extention in implimentation of maintanace of trade recordings |
13/12/2017 |
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Representation on (BBF notes) on "Protection of clients assets lying with SEBI registered Intermediaries" |
13/11/2017 |
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Representation on (BBF notes) on "Protection of clients assets lying with SEBI registered Intermediaries" |
13/11/2017 |
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Reminder of the presentation on “Centralized v/s shadow office of stock Brokers”. |
09/11/2017 |
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Gentle Reminder of the letter sent on 20th July 2017 on Operational difficulties/ confusion due o the parallel working of CKYC and KRA seeking SEBI clarification |
08/11/2017 |
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SEBI circular on prevention of Unauthorised Trading by Stock Brokers onerous burden of proof on the stock brokers |
06/11/2017 |
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Operational difficulties/ confusion due o the parallel working of CKYC and KRA seeking SEBI clarification |
20/07/2017 |
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Right and Obligation Document under Margin Trading- Request for uniform document for the benefit of the Capital Market Participants/ Clients and Issues and other relating to Margin Trading |
28/06/2017 |
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Proposal for Single Demat Account across Stock Brokers |
08/03/2017 |
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Draft proposal on simplification of KYC process |
02/03/2017 |
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Congratulations and request for a meeting |
01/03/2017 |
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Proposal Extension of the cyber security frame work to certain intermediaries |
28/02/2017 |
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