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BBF REPRESENTATIONS
Securities and Exchange Board of India (SEBI)
| Subject | Date sent on | View | Download |
|---|---|---|---|
| Submission of Budget Memorandum for your kind consideration and its inclusion in SEBI's budget recommendation to Finance Ministry | 28/11/2018 |  |
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| Show Cause Notices issued by SEBI to around 300 SEBI Registered Intermediaries and complaint filed by SEBI with Police for matters relating to National Spot Exchange Limited | 27/11/2018 | |
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| Final Report of the Working group on Collateral (by BSE, NSE, CDSL, NSDL, ICCL, BBF, ANMI) | 27/09/2018 | |
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| Working Group on Collateral (Comments of BBF and ANMI) | 21/09/2018 | |
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| BBF Report Card PMLA all India seminars Aug Sep 2018 | 12/09/2018 | |
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| Securities Transaction Price Index (STPI) - NSE circular on SEBI directions | 12/09/2018 | |
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| SEBI - Supervision Guidelines for use of technology related Artificial Intelligence (AI) and Machine Learning | 10/09/2018 | |
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| Reporting of auction and pay-in / payout shortages data | 30/08/2018 | |
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| CBIC FAQ Leving GST on interest charged by Stock Brokers to their clients making Margin Trading and funding activities unviable for Stock Brokers | 20/08/2018 | |
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| Seeking review of Exchange directives to/ action on intermediaries for dealings in securities where unsolicited SMS have been floated | 01/06/2018 | |
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| SEBI circular SEBI/HO/MRD/DRMNP/CIR/P/2018/75 dated 02-May-2018 Additional Risk management measures for derivatives segment | 29/05/2018 | |
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| Uploading client wise break-up for securities delivered short in settlement obligations | 14/05/2018 | |
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| Cyber Security working group (Report submitted) | 20/03/2018 | |
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| "Proposed Cyber Security Framework for Stock Brokers (Request for review of stringent measures in light of cost benefit involved)". | 02/02/2018 | |
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