Securities and Exchange Board of India (SEBI)

Subject Date sent on View Download
Teething troubles for stock brokers desirous of operations at the international exchange at GIFT CITY International Financial Services Centre (IFSC) 08/12/2016 pdf-image pdf-image
Implementation of Central KYC Registry Impossibly Tight Deadlines Leading to Market Disruption/ Market wide non compliance 30/11/2016 pdf-image pdf-image
Practical Problems faced in implementation of SEBI Circular SEBI/MIRSD/MIRSD2/CIR/P/2016/95 dated Sept 26,2016- Request For Review 16/11/2016 pdf-image pdf-image
Representation of BSE Brokers Forum (BBF) in Secondary Market Advisory Committee (SMAC) 04/11/2016 pdf-image pdf-image
Congratulations From BSE Brokers Forum 25/10/2016 pdf-image pdf-image
Code Of Advertisement Conduct 22/09/2016 pdf-image pdf-image
Introduction Of Commodities Derivatives Trading In BSE 22/09/2016 pdf-image pdf-image
Bringing in Efficiency in SCORES redressal system Usage of Exclusive email ID for redressal of Investor Complaints 19/09/2016 pdf-image pdf-image
Representation from our member broker Ms Motilal Oswal Investment Services 19/09/2016 pdf-image pdf-image
Comments of BBF on SEBI discussion paper Strengthening of the regulatory framework for Algorithm Trading and Co Location 31/08/2016 pdf-image pdf-image
Request for being considered as member of the Secondary Market Advisory Committee 07/08/16 pdf-image pdf-image
Letter Related to Mail Sent on July 29,202016 towards approach to the CERSAI 04/08/2016 pdf-image pdf-image
SEBI Circular on new KYC Requirements w.e.f 01 Aug 202016 28/07/2016 pdf-image pdf-image
Media Reports- Tarnishing Image of Broking Fraternity 19/07/2016 pdf-image pdf-image
Suggestion on Draft Circular – Simplification of the Client Account Opening Kit 16/06/2016 pdf-image pdf-image
BSE Brokers Forum (BBF) becomes the “Asian Region Representative” on the International Council of Securities Associations (ICSA) Board 01/06/2016 pdf-image pdf-image
SEBI Notification dated 26th September 2012 regarding Mutual Funds Commission not to exceed 12 basis points 31/05/2016 pdf-image pdf-image
Representation in SMAC 19/05/2016 pdf-image pdf-image
Request for Informal Guidance by way of Interpretive Letter Under SEBI (Informal Guidance) Scheme 2003 (the scheme) in connection with removal of doubts over inclusion of service tax on brokerage. 13/04/2016 pdf-image pdf-image
Identifying shares hold by the investors 11/04/2016 pdf-image pdf-image
Net worth of Stock Brokers 17/03/2016 pdf-image pdf-image
Hearty Congratulations for extension of Chairmanship 18/02/2016 pdf-image pdf-image