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BBF REPRESENTATIONS
Securities and Exchange Board of India (SEBI)
| Subject | Date sent on | View | Download |
|---|---|---|---|
| Presentation on "Public Issue Process Review" | 18/12/2017 |  |
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| Request for extention in implimentation of maintanace of trade recordings | 13/12/2017 | |
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| Representation on (BBF notes) on "Protection of clients assets lying with SEBI registered Intermediaries" | 13/11/2017 | |
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| Representation on (BBF notes) on "Protection of clients assets lying with SEBI registered Intermediaries" | 13/11/2017 | |
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| Reminder of the presentation on “Centralized v/s shadow office of stock Brokers”. | 09/11/2017 | |
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| Gentle Reminder of the letter sent on 20th July 2017 on Operational difficulties/ confusion due o the parallel working of CKYC and KRA seeking SEBI clarification | 08/11/2017 | |
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| SEBI circular on prevention of Unauthorised Trading by Stock Brokers onerous burden of proof on the stock brokers | 06/11/2017 | |
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| Operational difficulties/ confusion due o the parallel working of CKYC and KRA seeking SEBI clarification | 20/07/2017 | |
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| Right and Obligation Document under Margin Trading- Request for uniform document for the benefit of the Capital Market Participants/ Clients and Issues and other relating to Margin Trading | 28/06/2017 | |
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| Proposal for Single Demat Account across Stock Brokers | 08/03/2017 | |
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| Draft proposal on simplification of KYC process | 02/03/2017 | |
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| Congratulations and request for a meeting | 01/03/2017 | |
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| Proposal Extension of the cyber security frame work to certain intermediaries | 28/02/2017 | |
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