Securities and Exchange Board of India (SEBI)

Subject Date sent on View Download
Submission of Budget Memorandum for your kind consideration and its inclusion in SEBI's budget recommendation to Finance Ministry 28/11/2018 pdf-image pdf-image
Show Cause Notices issued by SEBI to around 300 SEBI Registered Intermediaries and complaint filed by SEBI with Police for matters relating to National Spot Exchange Limited 27/11/2018 pdf-image pdf-image
Final Report of the Working group on Collateral (by BSE, NSE, CDSL, NSDL, ICCL, BBF, ANMI) 27/09/2018 pdf-image pdf-image
Working Group on Collateral (Comments of BBF and ANMI) 21/09/2018 pdf-image pdf-image
BBF Report Card PMLA all India seminars Aug Sep 2018 12/09/2018 pdf-image pdf-image
Securities Transaction Price Index (STPI) - NSE circular on SEBI directions 12/09/2018 pdf-image pdf-image
SEBI - Supervision Guidelines for use of technology related Artificial Intelligence (AI) and Machine Learning 10/09/2018 pdf-image pdf-image
Reporting of auction and pay-in / payout shortages data 30/08/2018 pdf-image pdf-image
CBIC FAQ Leving GST on interest charged by Stock Brokers to their clients making Margin Trading and funding activities unviable for Stock Brokers 20/08/2018 pdf-image pdf-image
Seeking review of Exchange directives to/ action on intermediaries for dealings in securities where unsolicited SMS have been floated 01/06/2018 pdf-image pdf-image
SEBI circular SEBI/HO/MRD/DRMNP/CIR/P/2018/75 dated 02-May-2018 Additional Risk management measures for derivatives segment 29/05/2018 pdf-image pdf-image
Uploading client wise break-up for securities delivered short in settlement obligations 14/05/2018 pdf-image pdf-image
Cyber Security working group (Report submitted) 20/03/2018 pdf-image pdf-image
"Proposed Cyber Security Framework for Stock Brokers (Request for review of stringent measures in light of cost benefit involved)". 02/02/2018 pdf-image pdf-image