About-image

Compliance Calendar

icon

Compliance Calendar:


symbol
symbol
symbol

January 2018


Segment Particulars Due Date
All Exchanges Implementation of SEBI circular for prevention ol unauthorized trading.(Voice recording Circular) 1/1/2018
All Exchanges Revised penalty struture for the observations made in exchange inspections.(As per circular issued by an exchanges) 1/1/2018
BSE BSE - Uploading of margin funding file for the month of December2017 1/1/2018 to 8/1/2018
All Exchanges Uploading of Funds, Securities and other details to exchanges as per SEBI circular of Enhanced supervision 3/1/2018
All Exchanges Uploading clients' fund balance and securities balances by the stock brokers on stock exchanges system as per SEBI circular of Enhanced supervision. 5/1/2018
PMS PMS - Uploading of activity report on SEBI Portal 5/1/2018
All Exchanges Contingency Drill / Mock Trading Session 7/1/2018
Income Tax TDS Payment for the Month of December, 2017 for Corporate and Individual 7/1/2018
NSE Uploading of Margin Funding File for the month of December, 2017 7/1/2018
Stamp Duty Payment 0f Stamp duty:- Security and Commodity Exchanges 10/1/2018
Depository
(NSDL / CDSL)
Investor Grievances Report CDSL & NSDL 10/1/2018
BSE / NSE Submission of compliance certificate by compliance officer for execution of orders 15/01/2018
MCX~SX Uploading of margin funding file for the month 0f December, 2017 15/01/2018
MCX-SX Submission of compliance certificate by compliance officer for execution of orders for the quarter ended December 2017 31/01/2018
NSDL/CDSL Submission of Compliance Certificate for half year ended December 2017 31/01/2018
BSE / NSE/ MSEI/
MCX/ NCDEX
Statements of Accounts for funds & Securities to clients for the quarter ended 31/12/2017 (For non running accounts) 31/01/2018
BSE No. 01 STR filed with FLU-IND for the month of December,2017. [Including NIL STR] Before 31/01/2018