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Compliance Calendar

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Compliance Calendar:


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February 2019


Segment Particulars Due Date
All Stock Exchanges / DP / Clearing Corporation Implementation of SEBI circular for early warning mechanism and preventive actions (SEBI Circular Ref:SEBI/HO/MIRSD/DOP/CIR/P/2018/153 dated December 17,2018 on Early Warning Mechanism to prevent diversion of client securities) 01/02/2019
All Exchanges Contingency Drill/ Mock Trading Session (Subject to circular from respective exchanges) 02/02/2019
PMS PMS - Uploading of activity report on SEBI Portal 05/02/2019
BSE BSE - Upoading of margin funding file for the month of January 2019 01/02/2019 to 08/02/2019
All Exchanges Uploading clients' fund balance and securities balances by the stock brokers on stock exchanges system as per SEBI circular of Enhanced supervision 07/02/2019
Income Tax TDS Payment for the Month of January 2019 for Corporate and Individual 07/02/2019
NSE Uploading of Margin Funding File for the month of January,2019 07/02/2019
Stamp Duty Payment of Stamp duty: Security Exchange and Commodity Exchange 10/02/2019
Depository (NSDL/CDSL) Investor Grievances (Report) . CDSL & . NSDL 10/02/2019
All Stock Exchanges Disclosures by trading members and their group entities on their holdings in various listed companies for the quarter ended 31.12.2018. 14/02/2019
MCX-SX Uploading of Margin Funding File for the month of January,2019 14/02/2019
BSE/NSE/MCX-SX Algo system audit-submission of corrective action taken report 28/02/2019
BSE No. of STR filed with FIU-IND for the month of January,2019 (Including NIL STR) Before 28/02/2019
All Equity & Commodity Exchanges Uploading of Clients' Funds, collateral and other details lying with the member broker within 3 trading days of subsequent week Weekly Basis
All Stock Exchanges Appicability of uploading of day-wise Holding statement in the specified standard format to exchange within 4 trading days of subsequent week Weekly Basis