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Compliance Calendar

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Compliance Calendar:


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July 2018


Segment Particulars Due Date
BSE BSE- Uploading of margin funding file for the month of June 2018 1/07/2018 to 8/07/2018
PMS PMS - Certification for Activity Report - through SEBI Portal 5/07/2018
Income Tax TDS Payment for the Month of June 2018 for Corporate and Individual 7/07/2018
All Exchanges Contingency Drill/ Mock Trading Session (Subject to circular to be issued by respective exchanges) 07/07/2018
NSE NSE- Uploading of margin funding file for the month of June 2018 06/07/2018
All Exchanges Uploading clients fund balance and securities balances by the stock brokers on stock exchanges system as per SEBI circular of Enhanced supervision for the month of June, 2018 06/07/2018
Stamp Duty Payment of stamp duty: -Security and Commodity Exchanges 10/07/2018
Depository Investor Grievances (Report) CDSL & NSDL 10/07/2018
MSE Submission of client funding details for the month of June, 2018 15/07/2018
BSE / NSE Submission of compliance certificate by compliance officer for execution of orders for the quarter ended june 2018 15/07/2018
BSE / NSE Submission of Insurance payment Receipt for renewal 31/07/2018
MCX / NCDEX Statements of Funds & Securities to clients for the quarter ended 30/06/2018 31/07/2018
NSE / BSE / MSE Submission of Statement of accounts for funds and securities for Quarter ended 30/06/2018 (Non running account) 31/07/2018
NSDL / CDSL Submission of compliance certificate for the period ended 30.06.2018 31/07/2018
MSE Submission of compliance certificate by compliance officer for execution of orders for the quarter ended June 2018 31/07/2018
BSE No. of STR filed with FIU-IND for the month of June,2018(Including NIL STR) Before 31/07/2018
All Equity & Commodity Exchanges Uploading of Clients' Funds, collateral and other details lying with the member broker Weekly basis