Compliance Calendar


Compliance Calendar:


September 2018

Segment Particulars Due Date
All Stock Exchanges Applicability of revised formats for Standardisation of Register of Securities, Holding Statement, Bank Book and Client Ledger 01/12/2018
BSE BSE - Uploading of margin funding file for the month of November 2018 01/12/2018 to 07/12/2018
All Exchanges Contingency Drill/Mock Trading Session (Subject to circular from respective exchanges) 01/12/2018
PMS PMS uploading of activity report on SEBI portal 05/12/2018
All Exchanges Uploading clients' fund balance and securities balances by the stock brokers on stock exchanges system as per SEBI circular of Enhanced supervision.(Subject to circular from respective exchanges) 07/12/2018
Income Tax TDS Payment for the Month of November, 2018. 07/12/2018
NSE Uploading of Margin Funding File for the month of November,2018 07/12/2018
Stamp Duty Payment of Stamp duty: Security and Commodity Exchanges 10/12/2018
Depository Investor Grievances (Report) . CDSL & . NSDL 10/12/2018
Income Tax Advance payment of Income Tax 15/12/2018
MCX-SX Uploading of margin funding file for the month of November, 2018. 15/12/2018
NCDEX/MCX/NSE/BSE Extension of time for Annual returns for the F.Y.2017-18 31/12/2018
BSE No. of STR filed with FIU-IND for the month of October, 2018. (Including NIL STR) Before 31/12/2018
All Equity & Commodity Exchanges Uploading of Clients' Funds, collateral and other details lying with the member broker Weekly basis