I Love Stock Market - BBF

Calendar

May 2022

Segment Particulars Due Date
All stock exchanges Segregation and Monitoring of Collateral at Client Level - Allocation 02.05.2022
All Exchanges Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) 07.05.2022
PMS PMS- Uploading of Activity Report- through SEBI portal for the month of April, 2022 07.05.2022
All Members of exchnages/PMS/RA/IA/DP Publishing the data on complaints received against them or against issues dealt by them and redressal thereof on website (Investor Charter compliance) 07.05.2022
Income Tax TDS Payment for the Month of April 2022 07.05.2022
Depositary Investor Grievances (Report) CDSL and NSDL 10.05.2022
CDSL/ NSDL Submission of half yearly Internal audit and Consolidated Concurrent Audit Report for the half year ended 31.03.2022 15.05.2022
PMS Compliance certificate by principal officer 30.05.2022
PMS Repoting of perfomance by portfolio manager (Point no. e-13 of the circular -guidelines of Portfolio manager dated 13.02.2020 30.05.2022
BSE/ NSE/ MSE/ MCX/ NCDEX Submission of Risk Based Supervision for the period ended March, 2022 31.05.2022
BSE/ NSE/ MSEI/ MCX/ NCDEX Submission of half yearly Net worth Certificate as at 31.03.2022 31.05.2022
NSE/ BSE/ MSEI Submission of half yearly Internal audit report for the half year ended 31.03.2022 31.05.2022
MCX/NCDEX Submission of half yearly Internal audit report for the half year ended 31.03.2022 31.05.2022
NCDEX Submission of System Audit (ALGO Facilicty) for the period ended 31.03.2022 31.05.2022
NSE/ BSE Submission of System Audit (ALGO Facilicty) for the period ended 31.03.2022 (Subject to circular to be issued by respective exchanges) 31.05.2022
All exchanges Members to close client bank accounts and/or own bank account with other than clearing banks or scheduled banks 31.05.2022
MCX Submission of Details of AP Inspections undertaklen during the F.Y. 2021-22 31.05.2022
BSE No. of STR filed with FIU-IND for the month of April 2022. (Including NIL STR) Before 31.05.2022
NSE/ BSE Uploading of clients mapped with Authorised Persons (AP) before the next 2 trading days of subsequent week. Weekly basis
NSE/ BSE Reporting of client level cash and Cash Equivalent Balances by trading members to the clearing members on weekly basis (within next four trading days of subsequent week) Weekly basis
All Exchanges Submission of Bank statement to exchange on weekly basis (within next four trading days of subsequent week) Weekly basis
All Exchanges Requirement of sending a complete ‘Statement of Accounts’ for funds, securities and commodities in respect of each of its clients (within next four trading days of subsequent week) Weekly basis
All Exchanges Reporting of client level Cash and Cash Equivalent Balances and Bank account balances (within next four trading days of subsequent week) Weekly basis
All Exchanges Uploading of Clients’ Funds, collateral and other details lying with the member broker. (Enhanced Supervision within three trading days of subsequent week) Weekly basis
All Exchanges Uploading of day-wise Holding statement in the specified standard format to exchange (within four trading days of subsequent week) Weekly basis