| BSE |
BSE - Uploading of margin funding file for the month of June 2020 |
01/07/2020 To 08/07/2020 |
| PMS |
Applicability of SEBI Circular SEBI/HO/IMD/DF1/CIR/P/2020/26 dated February 13, 2020 on ‘Guidelines for Portfolio Managers’ |
01/07/2020 |
| BSE/NSE |
The penal provision for non-collection/short collection of margins by brokers in cash segment |
01/07/2020 |
| NCDEX |
Revised rates of Stamp duty – to be collected by exchange and Depositories. |
01/07/2020 |
| All Exchanges |
Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) |
04/07/2020 |
| PMS |
PMS- Certification for Activity Report- through SEBI portal for the month of April, 2020 |
05/07/2020 |
| PMS |
PMS- Certification for Activity Report- through SEBI portal for the month of June, 2020 |
07/07/2020 |
| Income Tax |
TDS Payment for the Month of June 2020 for Corporate and Individual. |
07/07/2020 |
| NSE |
NSE- Uploading of margin funding file for the month of June 2020 |
07/07/2020 |
| All Exchanges |
Uploading clients’ fund balance and securities balances by the member brokers on stock exchanges system as per SEBI circular of Enhanced supervision for the month of June, 2020 – Monthly Basis |
07/07/2020 |
| Stamp Duty |
Payment of Stamp duty: - Security and Commodity Exchanges |
10/07/2020 |
| Depository |
Investor Grievances (Report)
CDSL |
10/07/2020 |
| MSE |
Submission of client funding details for the month of June 2020 |
15/07/2020 |
| BSE/NSE |
Submission of compliance certificate by compliance officer for execution of orders for the quarter ended June 2020 |
15/07/2020 |
| BSE / NSE MCX /NCDEX |
Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offered and used by market intermediaries for the quarter ended June, 20 |
15/07/2020 |
| NSE/BSE/ MCX/NCDEX/ NSDL/CDSL |
Reporting of Cyber Security incidents for the quarter April, 2020 to June, 2020 |
15/07/2020 |
| BSE/NSE |
Submission of Insurance payment Receipt for renewal |
31/07/2020 |
| MCX / NCDEX |
Statements of Funds |
31/07/2020 |
| NSE/BSE/ MSE |
Submission of Statement of accounts for funds and securities for Quarter ended 30/06/2020 to clients (Non running accounts) |
31/07/2020 |
| NSDL /CDSL |
Submission of compliance certificate for the period ended 30.06.2020 |
31/07/2020 |
| MSE |
Submission of compliance certificate by compliance officer for execution of orders for the quarter ended June 2020 |
31/07/2020 |
| NSE / BSE / MSE |
Submission of System Audit Report for the period ended 31st March 2020 and for those who have availed ALGO facility for the half year ended 31st March 2020(ALGO and Non ALGO) |
31/07/2020 |
| MCX/ NCDEX |
Submission of half yearly ALGO |
31/07/2020 |
| NSDL |
System Audit on Annual Basis |
31/07/2020 |
| NSE / MCX / NCDEX |
Cyber Security Report |
31/07/2020 |
| BSE |
No. of STR filed with FIU-IND for the month of June, 2020. (Including NIL STR) |
Before 31/07/2020 |
| All Equity |
Uploading of Clients’ Funds, collateral and other details lying with the member broker. |
Weekly basis |
| NSE / BSE/ MCX / NCDEX |
Reporting of client level Cash and Cash Equivalent Balances and Bank account balances |
Weekly basis |
| All Stock Exchanges |
Uploading of day-wise holding statement in the specified standard format to exchange within 4 trading days of subsequent week |
Weekly Basis |
