| All Exchanges |
Contingency Drill / Mock Trading Session
(Subject to circular from respective exchanges)
|
01/02/2020 |
| PMS |
PMS – Uploading of activity report on SEBI Portal |
05/02/2020 |
| BSE |
BSE - Uploading of margin funding file for the month of January 2020 |
01/02/2020 to 08/02/2020 |
| All Exchanges |
Uploading clients’ fund balance and securities balances by the stock brokers on stock exchanges system as per SEBI circular of Enhanced supervision. |
07/02/2020 |
| Income Tax |
TDS Payment for the Month of January 2020 for Corporate and Individual. |
07/02/2020 |
| NSE |
Uploading of Margin Funding File for the month of January, 2020 |
07/02/2020 |
| Stamp Duty |
Payment of Stamp duty: - Security and Commodity Exchanges for the month of January, 2020 |
10/02/2020 |
| Depository (NSDL / CDSL) |
Investor Grievances Report
CDSL and NSDL |
10/02/2020 |
| All Stock Exchanges |
Disclosures by trading members and their group entities on their holdings in various listed companies for the quarter ended 31.12.2019. |
14/02/2020 |
| MCX-SX |
Uploading of Margin Funding File for the month of January, 2020 |
14/02/2020 |
| BSE |
Algo system audit- submission of corrective action taken report |
28/02/2020 |
| NSE / MSEI |
Algo system audit- submission of corrective action taken report |
29/02/2020 |
| MCX |
Cyber Security audit for members availing ALGO facility for the period ended September, 2019. |
29/02/2020 |
| MCX / NCDEX |
Requirement of NISM SERIES – IIIA certification |
29/02/2020 |
| BSE |
No. of STR filed with FIU-IND for the month of January, 2020. (Including NIL STR) |
Before 29/02/2020 |
| All Equity |
Uploading of Clients’ Funds, collateral and other details lying with the member broker |
Weekly Basis |
| All Stock Exchanges |
Applicability of uploading of day-wise Holding statement in the specified standard format to exchange.(Weekly basis). |
Weekly Basis |
