| All Exchanges |
Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) |
04.12.2021 |
| PMS |
PMS- Certification for Activity Report- through SEBI portal for the month of November, 2021 |
Within 7 working days of next month |
| Income Tax |
TDS Payment for the Month of November 2021 for Corporate and Individual |
07.12.2021 |
| Depositary |
Investor Grievances (Report)
CDSL and NSDL |
10.12.2021 |
| Income Tax |
Advance payment of Income Tax |
15.12.2021 |
| NSE/ BSE/ MSE/ MCX/ NCDEX |
Submission of Annual Returns for the F.Y. 2020-21 |
31.12.2021 |
| All exchanges and Depositories |
Mandatory updation of certain attributes of KYC of clients- Extension |
31.12.2021 |
| BSE |
No. of STR filed with FIU-IND for the month of November, 2021. (Including NIL STR) |
Before 31.12.2021 |
| All Exchanges |
Submission of half yearly Internal audit report for the period ended 30.09.2021 |
31.12.2021 |
| All Exchanges |
Submission of Risk Based Supervision for the period ended 30.09.2021 |
31.12.2021 |
| NSE |
Uploading of clients mapped with Authorised Persons (AP) before the next 2 trading days of
subsequent week. - (New requirement)- Circular Ref.No.NSE/COMP/49509 dated 03.09.2021 |
Weekly basis |
| NSE/ BSE |
Reporting of client level cash and Cash Equivalent Balances by trading members to the
clearing members on weekly basis (within next four trading days of subsequent week) |
Weekly basis |
| All Exchanges |
Submission of Bank statement to exchange on weekly basis (within next four trading days of subsequent week) |
Weekly basis |
| NSE/ BSE/ MCX/ NCDEX |
Requirement of sending a complete ‘Statement of Accounts’ for funds, securities and commodities in respect of each of its clients (within next four trading days of subsequent week) |
Weekly basis |
| NSE/ BSE/ MCX/ NCDEX |
Reporting of client level Cash and Cash Equivalent Balances and Bank account balances
(within next four trading days of subsequent week) |
Weekly basis |
| NSE/ BSE/ MCX/ NCDEX |
Uploading of Clients’ Funds, collateral and other details lying with the member broker. (Enhanced Supervision within three trading days of subsequent week) |
Weekly basis |
| All Exchanges |
Uploading of day-wise Holding statement in the specified standard format to exchange (within four trading days of subsequent week) |
Weekly basis |
