| STOCKBROKERS (ALL EXCHANGES) |
Ease of Doing Investment (EoDI)- Disclosure of registered name and registration number by SEBI regulated entities and their agents on Social Media Platforms (SMPs), SEBI circular No. HO (79)2026-MIRSD-PODMMC dated: 26-02-2026 |
01.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Ease of Doing Investment (EoDI)- Disclosure of registered name and registration number by SEBI regulated entities and their agents on Social Media Platforms (SMPs) SEBI circular No. HO (79)2026-MIRSD-PODMMC dated: 26-02-2026 |
01.05.2026 |
| PORTFOLIO MANAGERS |
Ease of Doing Investment (EoDI)- Disclosure of registered name and registration number by SEBI regulated entities and their agents on Social Media Platforms (SMPs) SEBI circular No. HO (79)2026-MIRSD-PODMMC dated: 26-02-2026 |
01.05.2026 |
| INVESTMENT ADVISORS |
Ease of Doing Investment (EoDI)- Disclosure of registered name and registration number by SEBI regulated entities and their agents on Social Media Platforms (SMPs) SEBI circular No. HO (79)2026-MIRSD-PODMMC dated: 26-02-2026 |
01.05.2026 |
| RESEARCH ANALYSTS |
Ease of Doing Investment (EoDI)- Disclosure o
f registered name and registration number by SEBI regulated entities and their agents on Social Media Platforms (SMPs) SEBI circular No. HO (79)2026-MIRSD-PODMMC dated: 26-02-2026 |
01.05.2026 |
| STOCKBROKERS (ALL EXCHANGES) |
Submission of UCC wise quarterly settlement (March 2026) details to exchanges (Within 10 trading days from the date of settlement) (Common reporting to NSE only if having multiple membership) |
04.05.2026 |
| STOCKBROKERS (ALL EXCHANGES) |
Disclosure of complaints received and their redressal status, as on 30.04.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.05.2026 |
| STOCKBROKERS (ALL EXCHANGES) |
Upload the details of all complaints received during the month of April, 2026, to Exchange |
07.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Disclosure of complaints received and their redressal status, as on 30.04.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of Regulatory Freeze and unfreeze Order details by Participants through NSDL e-PASS portal - NSDL |
07.05.2026 |
| PORTFOLIO MANAGERS |
Disclosure of complaints received and their redressal status, as on 30.04.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.05.2026 |
| INVESTMENT ADVISORS |
Disclosure of complaints received and their redressal status, as on 30.04.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.05.2026 |
| RESEARCH ANALYSTS |
Disclosure of complaints received and their redressal status, as on 30.04.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Investor Grievances Report (Record of all the BO grievances received at DP, Main / Branch) to CDSL for the month of April 2026 |
10.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Online facility for mandatory submissions to CDSL - Details of 2 days' notice given to BO prior to stopping the process of instructions in case of default in payment |
10.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Indictment order disclosures (Information w.r.t. the indictment or any other orders passed against the DP by any competent authority, if any) to CDSL for the month of April 2026 |
10.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of the report of Modification in URL reported to CDSL within 3 days of such changes |
10.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Reporting of STR findings with FIU-India by DP to CDSL for the month of April 2026 |
10.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Tariff Structure of the DP (Information w.r.t increase in charges/fees providing 30 days’ notice to the BOs, if any) to CDSL for the month of April 2026 |
10.05.2026 |
| PORTFOLIO MANAGERS |
Uploading of Activity Report- through SEBI portal for the month of April, 2026 |
12.05.2026 |
| STOCKBROKERS (ALL EXCHANGES) Sr. |
Settlement of Running Accounts (applicable to clients who have opted for monthly settlement, as well as to clients whose accounts have been inactive for over 30 days) |
15.05.2026 - 16.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of CDSL consolidated concurrent |
15.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of NSDL Internal Audit Report for the half Year Ended 31.03.2026 |
15.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of report for Non-profit organization transactions report by 15th of next month to FIU-Ind to CDSL |
20.05.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Compliance Report w.r.t Same Mobile Number/Email ID captured for multiple accounts to NSDL |
27.05.2026 |
| STOCKBROKERS (ALL EXCHANGES) |
Net worth certificate by Stock Brokers to offer margin trading facility to their clients from the half year ended on 31st March. Ref Circular No: SEBI/HO/MRD/MRD-PoD-2/P/CIR/2025/120 Dated: August 26, 2025 |
30.05.2026 |
| STOCKBROKERS (ALL EXCHANGES) |
Submission of quarterly (for QSB member) Networth Certificate as on 31.03.2026 (Common reporting to NSE only if having multiple membership) |
30.05.2026 |
| PORTFOLIO MANAGERS |
Compliance Certificate by Principal Officer as on 31.03.2026 |
30.05.2026 |
| PORTFOLIO MANAGERS |
Reporting of performance by Portfolio Manager as on 31.03.2026 |
30.05.2026 |
| STOCKBROKERS (ALL EXCHANGES) |
'Internal audit report for clearing member (CM) for the quarter ending March 31, 2026 |
31.05.2026 |
| STOCKBROKERS (ALL EXCHANGES) |
Submission of Risk-Based Supervision for the Financial Year ended 31.03.2026 |
31.05.2026 |
| STOCKBROKERS (ALL EXCHANGES) |
Submission of Half Yearly Net worth Certificate as at 31.03.2026 (Non MTF Members) |
31.05.2026 |
| STOCKBROKERS (ALL EXCHANGES) |
Submission of Internal audit report for the half year ended 31.03.2026 |
31.05.2026 |
| STOCKBROKERS (ALL EXCHANGES) |
No. of STR filed with FIU-IND for the month of April, 2026. (Including NIL STR) (BSE) |
31.05.2026 |
| CLEARING CORPORATIONS |
Submission of half yearly Internal audit report for the period ended 31.03.2026 by Clearing Member |
31.05.2026 |
| CLEARING CORPORATIONS |
Submission of half yearly Net worth Certificate as at 31.03.2026 by Clearing Member |
31.05.2026 |
| INCOME TAX |
FATCA Return Submission for the Calendar Year 2025 |
31.05.2026 |
| STOCKBROKERS (ALL EXCHANGES) |
Requirement of sending a complete ‘Statement of Accounts’ for funds, securities, and commodities in respect of each of its clients (within the next four trading days of the subsequent week) |
Weekly basis |
| STOCKBROKERS (ALL EXCHANGES) |
Uploading of clients mapped with Authorised Persons (AP) before the next 2 trading days of the subsequent week |
Weekly basis |
| STOCKBROKERS (ALL EXCHANGES) |
Uploading of day-wise Holding Statement in the specified standard format to the exchange (within the next day) (Common reporting to NSE only if having multiple membership) |
Daily basis |
| STOCKBROKERS (ALL EXCHANGES) |
Uploading of Client-wise Collateral Segregation details to Clearing Corporation/Clearing member in the prescribed format on T 1 basis |
Daily basis |
