| All MIIs |
KYC records of all existing clients (who have used Aadhaar as an OVD) shall be validated within a period of 180 days from August 01, 2022 and the validation of all KYC records (New and Existing ) shall commence from 01.08.2022. (Ref. SEBI
circular no. SEBI/HO/MIRSD/DoP/P/CIR/2022/46 dated 06.04.2022) |
01.08..2022 |
| All Exchanges |
Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) |
06.08.2022 |
| All Members of exchnages/ PMS/ RA/ IA / DP |
Publishing the data on complaints received against them or against issues dealt by them and redressal there of on website as on 31.07.2022(Investor Charter compliance) |
07.08.2022 |
| PMS |
PMS- Certification for Activity Report- through SEBI portal for the month of July, 2022 |
07.08.2022 |
| Income Tax |
TDS Payment for the Month of July, 2022 |
07.08.2022 |
| Depositary |
Investor Grievances (Report)
CDSL and NSDL for the month of July, 2022 |
10.08.2022 |
| BSE |
No. of STR filed with FIU-IND for the month of July, 2022. (Including NIL STR) |
Before 31.08.2022 |
| NSE / BSE |
Uploading of clients mapped with Authorised Persons (AP) before the next 2 trading days of subsequent week. |
Weekly basis |
| NSE/ BSE |
Reporting of client level cash and Cash Equivalent Balances by trading members to the clearing members on weekly basis (within next four trading days of subsequent week) |
Weekly basis |
| All Exchanges |
Submission of Bank statement to exchange on weekly basis (within next four trading days of subsequent week) |
Weekly basis |
| All Exchanges |
Requirement of sending a complete ‘Statement of Accounts’ for funds, securities and commodities in respect of each of its clients (within next four trading days of subsequent week) |
Weekly basis |
| All Exchanges |
Reporting of client level Cash and Cash Equivalent Balances and Bank account balances (within next four trading days of subsequent week) |
Weekly basis |
| All Exchanges |
Uploading of Clients’ Funds, collateral and other details lying with the member broker. (Enhanced Supervision within three trading days of subsequent week) |
Weekly basis |
| All Exchanges |
Uploading of day-wise Holding statement in the specified standard format to exchange (within four trading days of subsequent week) |
Weekly basis |
