| BSE / NSE / MSE / MCX / NCDEX |
Contract note serial no. to be setup starting from No. 1 |
01/04/2020 |
| All Exchanges and Depositories |
Revised rates of Stamp duty – to be collected by exchange and Depositories. |
01/04/2020 |
| All Stock exchanges |
New norms for margin collection and reporting in Cash segment with penalty. |
01/04/2020 |
| All stock exchanges |
Margin available with relatives entities of the client can not be considered as margin of the respective client. |
01/04/2020 |
| PMS |
PMS- Uploading of activity report on SEBI Portal |
05/04/2020 |
| All Exchanges |
Contingency Drill / Mock Trading session (Subject to circular to be issued from the exchanges) |
04/04/2020 |
| NSE |
NSE- Uploading of margin funding file for the month of March 2020 |
07/04/2020 |
| BSE |
BSE- Uploading of margin funding file for the month of March 2020 |
07/4/2020 |
| All Equity |
Uploading of Clients’ Funds, collateral and other details lying with the member broker – Week ended 03.04.2020 |
09/04/2020 |
| Stamp Duty |
Payment of Stamp duty: - Security and Commodity Exchanges for the month of March, 2020 |
10/04/2020 |
| Depository |
Investor Grievances (Report)
CDSL |
10/04/2020 |
| All Stock Exchanges |
Applicability of uploading of day-wise holding statement, day wise cash and cash equivalent balances and bank balance reporting to clients in the specified standard format to exchange. – Week ended 04.04.2020 |
13/04/2020 |
| MSE |
Submission of client funding details for the month of March 2020 |
14/04/2020 |
| BSE/NSE |
Submission of compliance certificate by compliance officer for the execution of orders |
14/04/2020 |
| All Exchanges |
Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offered and used by market intermediaries. |
15/04/2020 |
| All Equity |
Uploading of Clients’ Funds, collateral and other details lying with the member broker – Week ended 09.04.2020 |
16/04/2020 |
| All Stock Exchanges |
Applicability of uploading of day-wise holding statement, day wise cash and cash equivalent balances and bank balance reporting to clients in the specified standard format to exchange. – Week ended 11.04.2020 |
17/04/2020 |
| NSDL |
Risk Assessment Template for the period from 01.10.2018 to 31.03.2020 (Subject to circular to be issued from NSDL) |
20/04/2020 |
| All Equity |
Uploading of Clients’ Funds, collateral and other details lying with the member broker – Week ended 17.04.2020 |
22/04/2020 |
| All Stock Exchanges |
Applicability of uploading of day-wise holding statement, day wise cash and cash equivalent balances and bank balance reporting to clients in the specified standard format to exchange. – Week ended 18.04.2020 |
23/04/2020 |
| All Equity |
Uploading of Clients’ Funds, collateral and other details lying with the member broker – Week ended 24.04.2020 |
29/04/2020 |
| All Stock Exchanges |
Applicability of uploading of day-wise holding statement, day wise cash and cash equivalent balances and bank balance reporting to clients in the specified standard format to exchange. – Week ended 25.04.2020 |
30/04/2020 |
| NSE |
Issue of STT statements for the F.Y. 2018-19 to clients. |
30/04/2020 |
| NSE / BSE / MSE |
Statement of accounts for funds and securities to all clients for the period 1-1-2020 to 31-03-2020 (For non running accounts) |
30/04/2020 |
| NSE / BSE |
Submission of Margin Trading Compliance Certificate |
30/04/2020 |
| MCX / NCDEX |
Quarterly Statement of accounts for funds |
30/04/2020 |
| CDSL / NSDL |
Submission of tariff structure to CDSL/NSDL |
30/04/2020 |
| MSE |
Submission of compliance certificate for the quarter Ended March, 2020 by compliance officer for execution of orders |
30/04/2020 |
| Income Tax |
TDS Payment for the Month of March 2020 |
30/04/2020 |
| NSE / BSE / MSE |
Issuance of Global Report to clients for the trade executed during the F.Y. 2019-20 |
30/04/2020 |
| CDSL |
Risk Assessment Template for the period from 01.10.2019 to 31.03.2020 |
30/04/2020 |
| NSE / BSE |
Updation of PAN details of KMP and Directors |
30/04/2020 |
| BSE |
Submission of No. of STR filed with FIU-IND for the month of March, 2020. (Including NIL STR) |
Before 30/04/2020 |
