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Calendar

June 2024

Segment Particulars Due Date
SEBI Most Important Terms and Conditions (MITC) for existing clients Circular ref. no. SEBI/HO/MIRSD/MIR SD-PoD-1/P/CIR/2023/180 Dated November 13, 2023 01.06.2024
All Exchanges Settlement of running account (For those who has opted for monthly settlement) SEBI Circular no. SEBI/HO/MRRSF-PoD1/P/CIR/2023/197 dated 28.12.2023 07.06.2024 and 08.06.2024
All Members of exchanges/PMS/RA/IA/DP Publishing the data on complaints received against them or against issues dealt by them and redressal thereof on website as on 31.05.2024 (Investor Charter compliance) 07.06.2024
All Exchanges Upload the details of all complaints received during the month of May 2024 07.06.2024
PMS PMS- Uploading of Activity Report- through SEBI portal for the month of May, 2024 With in 7 working days
Depositary Investor Grievances (Report) • CDSL and • NSDL 10.06.2024
All Exchanges Restriction on use of certain words by Trading Members/Authorized Persons in their name Circular ref No: NSE/COMP/61367 Dated: March 28, 2024 30.06.2024
All Exchanges Cyber Security and Cyber Resilience Audit by the Members of the Exchange for the period ended 31.03.2024 30.06.2024
CDSL and NSDL Submission of system audit report (Cyber audit) for the period ended 31.03.2024 30.06.2024
All Exchanges Submission of System Audit Report for the period ended 31.03.2024 30.06.2024
PMS Implementation of clause no 2.7.3 of PMS master circular (Master circular for Portfolio Manager - Ref Circular no. SEBI/HO/IMD/IMD-POD 1/P/CIR/2023/38 dt 20.3.2023) 30.06.2024
CDSL/ NSDL Reporting for artificial Intelligence (AI) and machine learning (ML) applications and systems offered and used by intermediaries. Circular Ref. no. CDSL/A, I and C/DP/POLCY/2024/12 dated January 5,2024 30.06.2024
SEBI Extension of timeline for providing choice of nomination in eligible demat accounts and Mutual fund folios SEBI circular ref.no. SEBI/HO/MIRSD/POD-1/P/CIR/2023/193 dated December 27, 2023 30.06.2024
NSE Updation of KMP details (Subject to circular to be issued) 30.06.2024
BSE No. of STR filed with FIU-IND for the month of May, 2024. (Including NIL STR) Before 30.06.2024
NSE/ BSE/ MCX Uploading of day-wise Holding statement in the specified standard format to exchange (within next day) Daily basis
NSE/ BSE/ MCX Uploading of clients mapped with Authorized Persons (AP) before the next 2 trading days of subsequent week. Weekly basis
All Exchanges Requirement of sending a complete ‘Statement of Accounts’ for funds, securities and commodities in respect of each of its clients (within next four trading days of subsequent week) Weekly basis
Commodity Exchanges Reporting of client level Cash and Cash Equivalent Balances to exchanges (within next four trading days of subsequent week) Weekly basis
NCDEX Uploading of Holding statement in the specified standard format to exchange (within four trading days of subsequent week) Weekly basis