I Love Stock Market - BBF

Calendar

May 2021

Segment Particulars Due Date
BSE Uploading of client funding reporting for the month of April 2021 01-05-2021 To 07-05-2021
All Exchanges Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) 08-05-2021
PMS PMS- Certification for Activity Report- through SEBI portal for the month of April, 2021 Within 7 working days of next month
NSE Uploading of client funding reporting for the month of April, 2021 07-05-2021
Income Tax TDS Payment for the Month of April 2021 07-05-2021
Depositary Investor Grievances (Report) CDSL and NSDL 10-05-2021
MSE Uploading of margin funding file for the month of April, 2021 15-05-2021
CDSL / NSDL Submission of half yearly Internal audit report 15-05-2021
NSE /BSE / MSEI Submission of half yearly Internal audit report 31-05-2021
MCX / NCDEX Submission of half yearly Internal audit report 31-05-2021
BSE / NSE / MSE Submission of Risk Based Supervision for the period ended March, 2021 31-05-2021
MCX / NCDEX Submission of Risk Based Supervision for the period 31st March, 2021 31-05-2021
BSE / NSE/ MSEI Submission of half yearly Net worth Certificate as at 31-03-2021 31-05-2021
MCX / NCDEX Submission of half yearly Net worth Certificate as at 31-03-2021 31-05-2021
MCX / NCDEX Submission of System Audit Report for the period ended 31st March 2021 for those who have availed ALGO facility 31-05-2021
MCX / NCDEX Submission of Cyber Security and Cyber Resilience Audit for the half year ended 31st March 2021 for those who have availed ALGO facility 31-05-2021
NSE/BSE Mandatory field in unique client code (UCC) information provided to exchange 31-05-2021
CDSL / NSDL Mandatory updation of certain attribute of KYC of clients. 31-05-2021
BSE No. of STR filed with FIU-IND for the month of March 2021. (Including NIL STR) Before 31-05-2021
NSE / BSE/MCX/ NCDEX Requirement of sending a complete ‘Statement of Accounts’ for funds, securities and commodities in respect of each of its clients on weekly basis. Weekly basis
NSE / BSE/ MCX / NCDEX Reporting of client level Cash and Cash Equivalent Balances and Bank account balances Weekly basis
All Equity and Commodity Exchanges Uploading of Clients’ Funds, collateral and other details lying with the member broker. (Enhanced Supervision) Weekly basis
All Exchanges Uploading of day-wise Holding statement in the specified standard format to exchange within 4 trading days of subsequent week Weekly basis