| STOCK BROKERS (ALL EXCHANGES) |
Norms for sharing and usage of price data for educational purposes Ref. circular No: NSE/COMP/74156 dated: 11 May 2026 |
01.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Settlement of running account (For quarterly settlement) |
03.07.2026 - 04.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Settlement of Running Accounts (applicable to clients who have opted for monthly settlement, as well as to clients whose accounts have been inactive for over 30 days) |
03.07.2026 - 04.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Disclosure of complaints received and their redressal status, as on 30.06.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Upload the details of all complaints received during the month of June, 2026, to Exchange |
07.07.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Disclosure of complaints received and their redressal status, as on 30.06.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.07.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of Regulatory Freeze and unfreeze Order details by Participants through NSDL e-PASS portal - NSDL |
07.07.2026 |
| PORTFOLIO MANAGERS |
Disclosure of complaints received and their redressal status, as on 30.06.2026, in accordance with Investor Charter compliance requirements on the Websites
|
07.07.2026 |
| INVESTMENT ADVISORS |
Disclosure of complaints received and their redressal status, as on 30.06.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.07.2026 |
| RESEARCH ANALYSTS |
Disclosure of complaints received and their redressal status, as on 30.06.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.07.2026 |
| PORTFOLIO MANAGERS |
Uploading of Activity Report- through SEBI portal for the month of June, 2026 |
09.07.2026 |
| PORTFOLIO MANAGERS |
Submission of Offsite Inspection data reporting for the quarter ended 31.03.2026 to SEBI as per the specified formats for all PMS clients on quarterly basis within 10 days from end of the quarter. (Subject to mail to be received from APMI) |
10.07.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Investor Grievances Report (Record of all the BO grievances received at DP, Main / Branch) to CDSL - NSDL for the month of June 2026 |
10.07.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Online facility for mandatory submissions to CDSL - Details of 2 days' notice given to BO prior to stopping the process of instructions in case of default in payment |
10.07.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Indictment order disclosures (Information w.r.t. the indictment or any other orders passed against the DP by any competent authority, if any) to CDSL for the month of June 2026 |
10.07.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of the report of Modification in URL reported to CDSL within 3 days of such changes |
10.07.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Reporting of STR findings with FIU-India by DP to CDSL for the month of June, 2026 |
10.07.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Tariff Structure of the DP (Information w.r.t increase in charges/fees providing 30 days’ notice to the BOs, if any) to CDSL for the month of June 2026 |
10.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of Surveillance Obligations report for the quarter ended 30.06.2026 |
15.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Reporting of Cyber Security incidents for the quarter April, 2026 to June, 2026 (Common reporting to NSE only if having multiple membership) |
15.07.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of Surveillance Obligations report for the quarter ended 30.06.2026 |
15.07.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Reporting of Cyber Security incidents for the quarter April, 2026 to June, 2026 |
15.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of UCC wise quarterly settlement details to exchanges |
17.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of reporting of SaaS software for the half year ended 30.06.2026 (Common reporting to NSE only if having multiple membership) |
30.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
No. of STR filed with FIU-IND for the month of June, 2026. (Including NIL STR) (BSE) |
Before 31.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Remediation of findings from the audit and ensuring compliance with this circular. w.r.t. SEBI Circular for Compliance to Digital Accessibility Circular ‘Rights of Persons with Disabilities Act, 2016 and rules made thereunder-mandatory compliance by all Regulated Entities’- (Ref. Circular no. SEBI/HO/ITD-1/ITD_VIAP/P/CIR/2025/121Dated 29.08.2025) |
31.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
VAPT report shall be submitted to Exchange after approval from respective IT Committee for Once in a Year - Financial Year (April 2025 – March 2026) |
31.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of Action Taken Report for non-compliance(s) reported in the Internal Audit Report for half year ended 31-03-2026 |
31.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of Details of AP Inspections undertaken during the quarter ended 30.06.2026 |
31.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of Insurance payment Receipt for renewal |
31.07.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Requirement of sending a complete ‘Statement of Accounts’ for funds, securities, and commodities in respect of each of its clients (within the next four trading days of the subsequent week) |
Weekly basis |
| STOCK BROKERS (ALL EXCHANGES) |
Uploading of clients mapped with Authorised Persons (AP) before the next 2 trading days of the subsequent week |
Weekly basis |
| STOCK BROKERS (ALL EXCHANGES) |
Uploading of day-wise Holding Statement in the specified standard format to the exchange (within the next day) (Common reporting to NSE only if having multiple membership) |
Daily basis |
| STOCK BROKERS (ALL EXCHANGES) |
Uploading of Client-wise Collateral Segregation details to Clearing Corporation/Clearing member in the prescribed format on T 1 basis |
Daily basis |
