I Love Stock Market - BBF


June 2021

Segment Particulars Due Date
NSE/ BSE Mandatory field in unique client code (UCC) information provided to exchange ( For New clients registered 01/06/2021
CDSL/ NSDL Mandatory updation of certain attribute of KYC of clients. 01/06/2021
BSE/ NSE/ MCX/ NCDEX % of Peak margin obligation to be compared with respective peak margin available for computation of shortfall in peak margin: 75% from 01/06/2021
All Exchanges Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) 05/06/2021
PMS PMS- Certification for Activity Report- through SEBI portal for the month of May, 2021 Within 7 working days of next month
Income Tax TDS Payment for the Month of May 2021 07/06/2021
Income Tax Advance payment of Income tax for Corporate 15/06/2021
NSE/ BSE Reporting of client level cash and Cash Equivalent Balancesby trading members to the clearing members (New Compliance requirements) (First submission for the week ending on June, 19, 2021 24/06/2021
Depositary Investor Grievances CDSL and NSDL 30/06/2021
BSE/ NSE/ MSE Uploading of client funding reporting for the month of April 30/06/2021
NSE/ BSE/ MSE Issuance of Global Report to clients for the trade executed during the F.Y. 2020-21(Through physical mode) 30/06/2021
All stock exchanges To operate the trading terminals from designated alternate locations 30/06/2021
All stock exchanges Maintaining call recordings of orders/ instructions received from clients 30/06/2021
BSE No. of STR filed with FIU-IND for the month of May 2021. (Including NIL STR) Before 30/06/2021
NSE/ BSE/ MCX/ NCDEX Requirement of sending a complete ‘Statement of Accounts’ for funds, securities and commodities in respect of each of its clients on weekly basis. Weekly basis
NSE / BSE/ MCX/ NCDEX Reporting of client level Cash and Cash Equivalent Balances and Bank account balances Weekly basis
All Equity Uploading of Clients’ Funds, collateral and other details lying with the member broker. (Enhanced Supervision) Weekly basis
All Exchanges Uploading of day-wise Holding statement in the specified standard format to exchange within 4 trading days of subsequent week Weekly basis