I Love Stock Market - BBF

Calendar

September 2021

Segment Particulars Due Date
All Exchanges Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) 04.09.2021
PMS PMS- Certification for Activity Report- through SEBI portal for the month of August, 2021 Within 7 working days of next month
Income Tax TDS Payment for the Month of August 2021 for Corporate and Individual. 07.09.2021
Depositary Investor Grievances (Report) CDSL and NSDL 10.09.2021
All entities Validity of NISM certificate - extension 30.09.2021
PMS Annual Netwoth Certificate 30.09.2021
PMS Submission of audit Certificate (Report) by Qualified Chartered Accountant to SEBI for the F.Y. 2020-21 30.09.2021
NSE / BSE / MSE Submission of System Audit Report for the period ended 31st March 2021 and for those who have availed ALGO facility for the half year ended 31st March 2021(ALGO and Non ALGO 30.09.2021
MCX/ NCDEX Submission of half yearly ALGO and Non ALGO system audit report as at 31/03/2021 30.09.2021
NSDL / CDSL Submission of System Audit(Cyber audit) on Annual Basis. 30.09.2021
NSE / BSE / MCX / NCDEX Submission of Cyber Security Audit Report 30.09.2021
NSE /BSE / MSEI Submission of half yearly Internal audit report for the period ended 31st March 2021 30.09.2021
MCX / NCDEX Submission of half yearly Internal audit report for the period ended 31st March 2021 30.09.2021
BSE / NSE / MSE / MCX/ NCDEX Submission of Risk Based Supervision for the period ended March, 2021 30.09.2021
All stock exchanges "Maintaining call recordings of orders / instructions received from clients exempted till " 30.09.2021
BSE No. of STR filed with FIU-IND for the month of August, 2021. (Including NIL STR) Before 30.09.2021
NSE/ BSE Reporting of client level cash and Cash Equivalent Balances by trading members to the clearing members on weekly basis (within next four trading days of subsequent week) Weekly basis
All Exchanges Submission of Bank statement to exchange on weekly basis (within next four trading days of subsequent week) Weekly basis
NSE / BSE/MCX/ NCDEX Requirement of sending a complete ‘Statement of Accounts’ for funds, securities and commodities in respect of each of its clients (within next four trading days of subsequent week) Weekly basis
NSE / BSE/ MCX / NCDEX Reporting of client level Cash and Cash Equivalent Balances and Bank account balances (within next four trading days of subsequent week) Weekly basis
NSE/ BSE/ MCX Uploading of Clients’ Funds, collateral and other details lying with the member broker. (Enhanced Supervision within three trading days of subsequent week) Weekly basis
All Exchanges Uploading of day-wise Holding statement in the specified standard format to exchange (within four trading days of subsequent week) Weekly basis