| All Exchanges |
Implementation of circular for Reporting of Trading Member wise Collateral details by Clearing Members |
01/08/2019 |
| All Exchanges |
Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) |
03/08/2019 |
| CDSL/NSDL |
Implementation of circular of CDSL & NSDL for updated list of reason codes for off-market transactions |
03/08/2019 |
| PMS |
PMS- Uploading of activity report on SEBI Portal |
05/08/2019 |
| All Exchanges |
Uploading clients' fund balance and securities balances by the stock brokers on stock
exchanges system as per SEBI circular of Enhanced supervision for the month of July, 2019 |
07/08/2019 |
| Income Tax |
TDS Payment for the Month of July 2019 for Corporate and Individual |
07/08/2019 |
| NSE |
NSE - Uploading of margin funding file for the month of July,2019 through ENIT |
07/08/2019 |
| BSE |
BSE - Uploading of margin funding file for the month of July 2019 |
08/08/2019 |
| Stamp Duty |
Payment of Stamp duty: Security and Commodity Exchanges for the month of July, 2019 |
10/08/2019 |
| Depository |
Investor Grievances (Report) CDSL & NSDL |
10/08/2019 |
| All Exchanges |
Disclosure by trading members and their group entities on their holding in various listed companies for the quarter ended 30th June 2019 |
14/08/2019 |
| MSE |
Submission of client funding details for the month of July 2019 |
14/08/2019 |
| MCX/NCDEX |
System Audit Action taken report |
31/08/2019 |
| All Exchanges/ DP/ TM/ CM |
Implementation of SEBI circular for Handling of securities by Trading Members/Clearing Members |
31/08/2019 |
| BSE |
No. of STR filed with FIU-IND for the month of July, 2019 (Including NIL STR) |
Before 31/08/2019 |
| All Equity and Commodity Exchanges |
Uploading of Clients’ Funds, collateral and other details lying with the member broker |
Weekly Basis |
| All Stock Exchanges |
Applicability of uploading of day-wise Holding statement in the specified standard format to exchange within 4 trading days of subsequent week |
Weekly Basis |
