I Love Stock Market - BBF

Calendar

October 2022

Segment Particulars Due Date
CDSL/ NSDL Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities ref. SEBI/HO/MIRSD/DoP/P/CIR/2022/44 dated4.4.2022 01.09.2022
All Exchanges Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) 03.09.2022
All Members of exchanges/ PMS/ RA/ IA / DP Publishing the data on complaints received against them or against issues dealt by them and redressal there of on website as on 31.08.2022 (Investor Charter compliance) 07.09.2022
PMS PMS- Certification for Activity Report- through SEBI portal for the month of August,2022 07.09.2022
Income Tax TDS Payment for the Month of August 2022 for Corporate and Individual. 07.09.2022
Depositary Investor Grievances (Report) CDSL and NSDL 10.09.2022
All Exchanges/ DP Adherence to KYC requirements for Sikkim based clients 15.09.2022
PMS Annual Netwoth Certificate as at 31.03.2022 30.09.2022
PMS Submission of audit Certificate (Report) by Qualified Chartered Accountant to SEBI for the F.Y. 2021-22 30.09.2022
Investment Advisers Annual Client Level Segregation Certificate-Regulation 22 of amended IA Regulations 30.09.2022
Investment Adviser Annual audit in respect of compliance of SEBI (Investment Advisers) Regulations, 2013 and circulars issued thereunder- Regulation 19 (3) of the amended IA Regulations 30.09.2022
BSE No. of STR filed with FIU-IND for the month of August, 2022. (Including NIL STR) Before 30.09.2022
NSE/ BSE Uploading of clients mapped with Authorised Persons (AP) before the next 2 trading days of subsequent week. Weekly basis
NSE/ BSE Reporting of client level cash and Cash Equivalent Balances by trading members to the clearing members on weekly basis (within next four trading days of subsequent week) Weekly basis
All Exchanges Submission of Bank statement to exchange on weekly basis (within next four trading days of subsequent week) Weekly basis
All Exchanges Requirement of sending a complete ‘Statement of Accounts’ for funds, securities and commodities in respect of each of its clients (within next four trading days of subsequent week) Weekly basis
All Exchanges Reporting of client level Cash and Cash Equivalent Balances and Bank account balances (within next four trading days of subsequent week) Weekly basis
All Exchanges Uploading of Clients’ Funds, collateral and other details lying with the member broker. (Enhanced Supervision within three trading days of subsequent week) Weekly basis
All Exchanges Uploading of day-wise Holding statement in the specified standard format to exchange (within four trading days of subsequent week) Weekly basis