| NSE/ BSE |
Settlement of running account (For those who has opted for monthly settlement) |
03.03.2023 |
| All Exchanges |
Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) |
04.03.2023 |
| PMS |
PMS- Uploading of Activity Report- through SEBI portal for the month of February, 2023 |
07.03.2023 |
| Income Tax |
TDS Payment for the Month of February 2023 for Corporate and Individual |
07.03.2023 |
| All Members of exchnages/ PMS/ RA/ IA/ DP |
Publishing the data on complaints received against intermediary
or against issues dealt by intermediary and redressal there of on website as on 28.02.2023 (Investor Charter compliance) |
07.03.2023 |
| Depositary |
Investor Grievances (Report)
CDSL and NSDL |
10.03.2023 |
| Income Tax |
Advance payment of Income Tax |
15.03.2023 |
| NSE/ BSE |
Display of Details of Client Bank Accounts on Website- Ref circular dated 27.01.2023 no.NSE/INSP/55402 / BSE 20230127-42 |
15.03.2023 |
| NSDL |
VAPT revalidation assessment and submission of the report. NSDL/POLICY/2022/166 dated 28.11.2022 |
25.03.2023 |
| All Exchanges |
Implementation of SEBI Circular for Net settlement of cash segment and FNO segment upon expiry of Stock derivatives - Ref SEBI circular no.SEBI/HO/MRO2_DCAP/IR/2022/185 |
29.03.2023 |
| All Exchanges |
Implimentation of SEBI Circular No : SEBI/HO/MIRSD-PoD-1/P/CIR/2022/153-Handing of clients'
Securities by trading members™ / Clearing members (CUSA Accounts) |
31.03.2023 |
| DP/ Exchanges |
Nomination for eligible trading and Demat Accounts |
31.03.2023 |
| CDSL |
VAPT revalidation assessment and submission of the report to CDSL - CDSL/AUDIT DP/POLICY/2023/58 |
31.03.2023 |
| All Entities |
Seeding of PAN with Aadhar |
31.03.2023 |
| BSE |
No. of STR filed with FIU-IND for the month of February 2023. (Including NIL STR) |
Before 31.03.2023 |
| NSE/ BSE/ MCX |
Uploading of day-wise Holding statement in the specified standard format and bank account balances through an API to exchange (within next day) |
Daily basis |
| NSE/ BSE |
Uploading of clients mapped with Authorised Persons (AP) before the next 2 trading days of subsequent week |
Weekly basis |
| NSE/ BSE |
Reporting of client level cash and Cash Equivalent Balances by trading members to the clearing members on weekly basis (within next four trading days of subsequent week) |
Weekly basis |
| NSE |
Submission of Bank statement to exchange for all bank accounts maintained with Banks other than
listed out in Annexure A of exchange circular on weekly basis (within next four trading days of subsequent week) |
Weekly basis |
| All Exchanges |
Requirement of sending a complete ‘Statement of Accounts’ for funds, securities and commodities in respect of each of its clients (within next four trading days of subsequent week) |
Weekly basis |
| All Exchanges |
Reporting of client level Cash and Cash Equivalent Balances to excahnges (within next four trading
days of subsequent week) |
Weekly basis |
| All Exchanges |
Uploading of Clients’ Funds, collateral and other details lying with the member broker. (Enhanced
Supervision within three trading days of subsequent week) |
Weekly basis |
| NCDEX |
Uploading of day-wise Holding statement in the specified standard format and Bank account balances
to exchange (within four trading days of subsequent week) |
Weekly basis |
