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Compliance Calendar

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Compliance Calendar:


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June 2019


Segment Particulars Due Date
BSE BSE - Uploading of margin funding file for the month of May 2019 08/06/2019
All Exchanges Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) 01/06/2019
PMS PMS- Uploading of activity report on SEBI Portal 05/06/2019
All Exchanges Uploading clients' fund balance and securities balances by the stock brokers on stock exchanges system as per SEBI circular of Enhanced supervision for the month of May, 2019 07/06/2019
Income Tax TDS Payment for the Month of May 2019 for Corporate and Individual 07/06/2019
NSE NSE - Uploading of margin funding file for the month of May,2019 through ENIT 07/06/2019
Stamp Duty Payment of Stamp duty: Security and Commodity Exchanges for the month of May, 2019 10/06/2019
Depositary Investor Grievances (Report) CDSL & NSDL 10/06/2019
Income Tax Advance payment of Income tax for Corporate 15/06/2019
MSE Submission of client funding details for the month of May 2019 15/06/2019
BSE/NSE/MSE Submission of System Audit Report for the period ended 31st March 2019 and for those who have availed ALGO facility for the half year ended 31st March 2019 30/06/2019
MCX/NCDEX Submission of System Audit Report for the period ended 31st March 2019(Non ALGO) 30/06/2019
BSE No. of STR filed with FIU-IND for the month of May, 2019 (Including NIL STR) Before 30/06/2019
All Equity and Commodity Exchanges Uploading of Clients’ Funds, collateral and other details lying with the member broker Weekly Basis
All Stock Exchanges Applicability of uploading of day-wise Holding statement in the specified standard format to exchange within 4 trading days of subsequent week Weekly Basis