I Love Stock Market - BBF

Calendar

July 2021

Segment Particulars Due Date
All Exchanges Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) 03.07.2021
PMS PMS- Certification for Activity Report- through SEBI portal for the month of June, 2021 Within 7 working days of next month
Income Tax TDS Payment for the Month of June, 2021 07.07.2021
Depositary Investor Grievances (Report) CDSL and NSDL for the month of June, 2021 10.07.2021
NSE/BSE/ MCX/NCDEX/ NSDL/CDSL Reporting of Cyber Security incidents for the quarter April, 2021 to June, 2021 15.07.2021
NSE/BSE/ MSE / MCX/ NCDEX Statements of Funds and Securities to clients for the quarter ended 30.06.2021 (Non running accounts) 31.07.2021
NSE/BSE/ MSE / MCX/ NCDEX Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offered and used by market intermediaries for the quarter ended March, 2021 and June 2021 31.07.2021
NSE / BSE Submission of Margin Trading Compliance Certificate and Networth certificate for the half year ended March 31, 2021 (For those who have availed Margin Trading Facility) 31.07.2021
BSE / NSE/ MSEI / MCX/ NCDEX Submission of half yearly Net worth Certificate as at 31.03.2021 31.07.2021
BSE / NSE / MSE / MCX/ NCDEX Submission of Risk Based Supervision for the period ended March, 2021 31.07.2021
CDSL / NSDL Submission of Risk Assessment Template for the period ended March, 2021 31.07.2021
CDSL / NSDL Submission of half yearly Internal audit and Consolidated Concurrent Audit Report for the half year ended 31.07.2021
NSE /BSE / MSEI Submission of half yearly Internal audit report for the half year ended 31.03.2021 31.07.2021
MCX / NCDEX Submission of half yearly Internal audit report for the half year ended 31.03.2021 31.07.2021
NSE /BSE / MSEI Submission of System Audit Report for the period ended 31st March 2021 and for those who have availed ALGO facility for the half year ended 31st March 2021 (ALGO and Non ALGO) 31.07.2021
MCX / NCDEX Submission of half yearly ALGO and Non ALGO system audit report as at 31/03/2021 31.07.2021
NSE / BSE / MCX / NCDEX / CDSL Submission of Cyber Security Audit Report for the period ended 31.03.2021 31.07.2021
NSDL Submission of System Audit (Cyber audit) for the period ended 31.03.2021 31.07.2021
NSE /BSE / MSEI / MCX/NCDEX Action taken/follow-on audit report for System Audit /Cyber Audit Report for the F.Y.2019-20 31.07.2021
BSE/NSE Submission of Insurance payment Receipt for renewal 31.07.2021
All exchanges Maintaining call recordings of orders/instructions received from clients exempted till 31.07.2021
All exchanges Issuance of Global Report to clients for the trade executed during the F.Y. 2020-21(Relaxation is provided only if the client has requested for a physical statement.) 31.07.2021
All exchanges To operate the trading terminals from designated alternate locations till 31.07.2021
BSE / NSE/ MSE Uploading of client funding reporting for the month of April, and June, 2021. May 31.07.2021
NSE/ BSE/ CDSL / NSDL Mandatory updation of certain attribute of KYC of clients. (For existing clients) till 31.07.2021
BSE No. of STR filed with FIU-IND for the month of June 2021. (Including NIL STR) Before 31.07.2021
NSE/ BSE Reporting of client level cash and Cash Equivalent Balances by trading members to the clearing members on weekly basis (within next four trading days of subsequent week) Weekly basis
NSE Submission of Bank statement to exchange on weekly basis (within next four trading days of subsequent week) Weekly basis
NSE / BSE/MCX/ NCDEX Requirement of sending a complete Statement of Accounts’ for funds securities and commodities in respect of each of its clients (within next four trading days of subsequent week) Weekly basis
NSE / BSE/ MCX / NCDEX Reporting of client level Cash and Cash Equivalent Balances and Bank account balances (within next four trading days of subsequent week) Weekly basis
All Equity Uploading of Clients Funds collateral and other details lying with the member broker. (Enhanced Supervision within three trading days of subsequent week) Weekly basis
All Exchanges Uploading of day wise Holding statement in the specified standard format to exchange (within four trading days of subsequent week) Weekly basis