| STOCK BROKERS (ALL EXCHANGES) |
Settlement of Running Accounts (applicable to clients who have opted for monthly settlement, as well as
to clients whose accounts have been inactive for over 30 days) |
06.03.2026 - 07.03.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Disclosure of complaints received and their redressal status, as on 28.02.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.03.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Upload the details of all complaints received during the month of February, 2026 to Exchange |
07.03.2026 |
| DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Disclosure of complaints received and their redressal status, as on 28.02.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.03.2026 |
| DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Submission of Regulatory Freeze and unfreeze Order details by Participants through NSDL e-PASS portal - NSDL Investor Charter compliance requirements on the Websites |
07.03.2026 |
| PORTFOLIO MANAGERS |
Disclosure of complaints received and their redressal status, as on 28.02.2026, in accordance with Investor Charter compliance requirements on the Websites Investor Charter compliance requirements on the Websites |
07.03.2026 |
| INVESTMENT ADVISORS |
Disclosure of complaints received and their redressal status, as on 28.02.2026, in accordance with Investor Charter compliance requirements on the Websites Investor Charter compliance requirements on the Websites |
07.03.2026 |
| RESEARCH ANALYSTS |
Disclosure of complaints received and their redressal status, as on 28.02.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.03.2026 |
| DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Investor Grievances Report (Record of all the BO grievances received at DP, Main / Branch) to CDSL / NSDL for the month of February 2026 |
10.03.2026 |
| DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Online facility for mandatory submissions to CDSL – Details of 2 days’ notice given to BO prior to stopping the process of instructions in case of default in payment |
10.03.2026 |
| DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Submission of the report of Modification in URL reported to CDSL within 3 days of such changes |
10.03.2026 |
| DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Reporting of STR findings with FIU-India by DP to CDSL for the month of February, 2026 |
10.03.2026 |
| DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Tariff Structure of the DP (Information w.r.t increase in charges/fees providing 30 days’ notice to the Bos, if any) to CDSL for the month of February, 2026 |
10.03.2026 |
| PORTFOLIO MANAGERS |
Uploading of Activity Report- through SEBI portal for the month of February, 2026 |
11.03.2026 |
| STOCK BROKERS (ALL EXCHANGES) / DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Adherence to TRAI direction dated November 19, 2025 - Mandatory phase -wise adoption of 1600 - series
Numbers for Qualified Stockbrokers (QSBs), as identified in the list published annually on the websites of
the Stock Exchanges |
15.03.2026 |
| DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Submission of report for Non-profit organization transactions report by 15th of next month to FIU-Ind |
20.03.2026 |
| DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Compliance Report w.r.t Same Mobile Number/Email ID captured for multiple accounts to NSDL |
27.03.2026 |
| STOCK BROKERS |
No. of STR filed with FIU-IND for the month of February, 2026. (Including NIL STR) (BSE) |
Before 31.03.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of ATR for System Audit for the period ended 30-09-2025 |
31.03.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of status of readiness and compliance to the accessibility requirements for each of digital
platforms to the specified reporting authorities |
31.03.2026 |
| DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Provision of the SEBI circular Ease of investments and ease of doing business measures - enhancing the ‘Facility for Basic Services Demat Account (BSDA)’ SEBI circular ref No. HO/38/11/11(3)2025-MIRSDPOD/
1/1101/2025 |
31.03.2026 |
| DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Submission of status of readiness and compliance to the accessibility requirements for each of digital
platforms to the specified reporting authorities |
31.03.2026 |
| DEPOSITORY PARTICIPANTS (NSDL / CDSL) |
Submission of ATR/Revalidation report through Cert-in Auditor providing closure status after approval
from respective IT Committee for Half-yearly period-April 2025 - September 2025 (applicable to QSBs and
protected REs) |
31.03.2026 |
| PORTFOLIO MANAGERS |
Submission of status of readiness and compliance to the accessibility requirements for each of digital
platforms to the specified reporting authorities |
31.03.2026 |
| INVESTMENT ADVISORS |
Submission of status of readiness and compliance to the accessibility requirements for each of digital
platforms to the specified reporting authorities |
31.03.2026 |
| RESEARCH ANALYSTS |
Submission of status of readiness and compliance to the accessibility requirements for each of digital
platforms to the specified reporting authorities |
31.03.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Requirement of sending a complete ‘Statement of Accounts’ for funds, securities, and commodities in respect of each of its clients (within the next four trading days of the subsequent week) |
Weekly basis |
| STOCK BROKERS (ALL EXCHANGES) |
Uploading of clients mapped with Authorised Persons (AP) before the next 2 trading days of the
subsequent week |
Weekly basis |
| STOCK BROKERS (ALL EXCHANGES) |
Uploading of day-wise Holding Statement in the specified standard format to the exchange (within the
next day) (Common reporting to NSE only if having multiple membership) |
Daily basis |
