| STOCK BROKERS (ALL EXCHANGES) |
Uploading of Client-wise Collateral Segregation details to Clearing Corporation/Clearing member in the
prescribed format on T 1 basis |
Daily Basis |
| STOCK BROKERS (ALL EXCHANGES) |
Uploading of day-wise Holding Statement in the specified standard format to the exchange (within the
next day) (Common reporting to NSE only if having multiple membership) |
Daily basis |
| STOCK BROKERS (ALL EXCHANGES) |
Uploading of clients mapped with Authorised Persons (AP) before the next 2 trading days of the
subsequent week |
Weekly basis |
| STOCK BROKERS (ALL EXCHANGES) |
Requirement of sending a complete ‘Statement of Accounts’ for funds, securities, and commodities in
respect of each of its clients (within the next four trading days of the subsequent week) |
Weekly basis |
| INVESTMENT ADVISORS |
Operationalisation of Past Risk and Return Verification Agency (“PaRRVA”) - Enroll with PaRRVA |
03.08.2026 |
| RESEARCH ANALYSTS |
Operationalisation of Past Risk and Return Verification Agency (“PaRRVA”) - Enroll with PaRRVA |
03.08.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Settlement of Running Accounts (applicable to clients who have opted for monthly settlement, as well as
to clients whose accounts have been inactive for over 30 days) |
07.08.2026 - 08.08.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Disclosure of complaints received and their redressal status, as on 31.07.2026, in accordance with
Investor Charter compliance requirements on the Websites |
07.08.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Upload the details of all complaints received during the month of July 2026, to Exchange |
07.08.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Disclosure of complaints received and their redressal status, as on 31.07.2026, in accordance with
Investor Charter compliance requirements on the Websites |
07.08.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of Regulatory Freeze and unfreeze Order details by Participants through NSDL e-PASS portal -
NSDL |
07.08.2026 |
| PORTFOLIO MANAGERS |
Disclosure of complaints received and their redressal status, as on 31.07.2026, in accordance with
Investor Charter compliance requirements on the Websites |
07.08.2026 |
| INVESTMENT ADVISORS |
Disclosure of complaints received and their redressal status, as on 31.07.2026, in accordance with
Investor Charter compliance requirements on the Websites/Mobile Applications |
07.08.2026 |
| RESEARCH ANALYSTS |
Disclosure of complaints received and their redressal status, as on 31.07.2026, in accordance with
Investor Charter compliance requirements on the Websites/Mobile Applications |
07.08.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Investor Grievances Report (Record of all the BO grievances received at DP, Main / Branch) to CDSL -
NSDL for the month of July 2026 |
10.08.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Online facility for mandatory submissions to CDSL - Details of 2 days' notice given to BO prior to stopping the process of instructions in case of default in payment |
10.08.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Indictment order disclosures (Information w.r.t. the indictment or any other orders passed against the DP by any competent authority, if any) to CDSL for the month of July 2026 |
10.08.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of the report of Modification in URL reported to CDSL within 3 days of such changes |
10.08.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Reporting of STR findings with FIU-India by DP to CDSL for the month of July 2026 |
10.08.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Tariff Structure of the DP (Information w.r.t increase in charges/fees providing 30 days’ notice to the BOs,
if any) to CDSL for the month of July 2026 |
10.08.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of report for Non-profit organization transactions report by 15th of next month to FIU-Ind to
CDSL |
20.08.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Compliance Report w.r.t Same Mobile Number/Email ID captured for multiple accounts to NSDL |
25.08.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of Networth Certificate as at 30.06.2026 (For QSB Brokers) |
29.08.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
No. of STR filed with FIU-IND for the month of July 2026. (Including NIL STR) (BSE) |
Before 31.08.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Internal audit report for the clearing member (CM) by the trading member for the Quarter ending
June 2026 |
31.08.2026 |
