| BSE |
BSE - Uploading of margin funding file for the month of July 2020 |
01/08/2020 To 08/08/2020 |
| All Exchanges |
Implementation of Circular on ‘Margin obligations to be given by way of
Pledge / Re-pledge in the Depository System’ –
|
01/08/2020 |
| All Exchanges |
Holding of Power of Attorney by TM / CM not to be considered as equivalent to the collection of margin by TM / CM in respect of securities held in the demat account of the client |
01/08/2020 |
| PMS |
PMS- Certification for Activity Report- through SEBI portal for the month of July, 2020 |
05/08/2020 |
| All Exchanges |
Uploading clients’ fund balance and securities balances by the stock brokers on stock exchanges system as per SEBI circular of Enhanced supervision for the month of July, 2020 – Monthly Basis |
07/08/2020 |
| Income Tax |
TDS Payment for the Month of July 2020 for Corporate and Individual. |
07/08/2020 |
| NSE |
NSE- Uploading of margin funding file for the month of July 2020 |
07/08/2020 |
| All Exchanges |
Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) |
08/08/2020 |
| Depository |
Investor Grievances (Report)
CDSL and NSDL |
10/08/2020 |
| All Stock Exchanges |
Disclosures by trading members and their group entities on their holdings in various listed companies for the quarter ended 30.06.2020 |
14/08/2020 |
| MSE |
Submission of client funding details for the month of July 2020 |
14/08/2020 |
| BSE |
No. of STR filed with FIU-IND for the month of July, 2020. (Including NIL STR) |
Before 31/08/2020 |
| All Exchanges |
Close all existing demat accounts tagged as ‘Client Margin / Collateral’ |
31/08/2020 |
| NSE / BSE/ MCX / NCDEX |
Reporting of client level Cash and Cash Equivalent Balances and Bank account balances |
Weekly basis |
| All Equity |
Uploading of Clients’ Funds, collateral and other details lying with the member broker. |
Weekly basis |
| All Stock Exchanges |
Uploading of day-wise holding statement in the specified standard format to exchange within 4 trading days of subsequent week |
Weekly Basis |
