
Regulatory Policies
Sr. No. | Name of the Policy | Applicable to |
---|---|---|
1 | Code of Conduct and Ethics | General |
2 | Conflict of Interest Policy | General |
3 | Good Till Cancelled Orders Of Client | RMS |
4 | Outsourcing Policy | General |
5 | Policy for unauthentic news circulation | General |
6 | Policy On Voluntary Freezing/Blocking of Online Trading Account | KYC |
7 | Asset Management | Cybersecurity |
8 | Audit Trail Policy | Cybersecurity |
9 | Configuration Security Management | Cybersecurity |
10 | Cybersecurity And Cyber Resilience Policy | Cybersecurity |
11 | Information Security Policy | IT |
12 | Log Retention Policy | IT |
13 | Media Handling & Security Policy | Cybersecurity |
14 | Network Security Policy | Cybersecurity |
15 | Patch Management | Cybersecurity |
16 | VAPT Policy | Cybersecurity |
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